Sanctions For Discovery Violations In Ohio Criminal And D.U.I./O.V.I. Cases

Referee-red-card-300x200How are sanctions to be imposed for violations of Ohio’s discovery rules? That question was the subject of a recent decision by the Ohio Supreme Court. In a previous post, this blog described the changes to the rules for discovery (exchanging evidence) in Ohio criminal and D.U.I./O.V.I. cases. In a case decided a couple weeks ago, the Ohio Supreme Court interpreted the new discovery rules for the first time.

The case is State v. Darmond. Darmond and his codefendant were charged with drug trafficking and drug possession after allegedly receiving shipped packages containing marijuana. Before the trial, the prosecution and defense engaged in reciprocal discovery. During the trial, an investigator testified, and it became clear the prosecution had not given the defense all the evidence that should have been provided. The agent had written seven reports, because there were seven packages delivered, but only two reports were provided to the defense. The other reports may or may not have contained information helpful to the defense. After hearing arguments from the prosecution and defense, the trial judge dismissed the case with prejudice (the case could not be re-filed). The Eighth District Court of Appeals affirmed the trial court’s decision, concluding that the trial court did not abuse its discretion.

The decision by the court of appeals created a conflict among decisions issued by various Ohio appellate courts. The conflict in the appellate courts was related to the interpretation of a 1987 Ohio Supreme Court Case, Lakewood v. Papadelis. In Lakewood, the Court held that, when contemplating a sanction for a discovery violation, a court must conduct an inquiry into the surrounding circumstances and “must impose the least severe sanction that is consistent with the purpose of the rules of discovery”. Some appellate courts interpreted Lakewood as only applying to discovery violations by the defense, while other appellate courts concluded that Lakewood applies equally to the defendant and the prosecution. Due to the conflict in the appellate courts, the Darmond case was accepted by the Ohio Supreme Court.

The Ohio Supreme Court cited Rule 16 of the Ohio Rules of Criminal Procedure, the rule governing discovery in criminal cases (and D.U.I. / O.V.I. cases). Paragraph (A) of the Rule says, “All duties and remedies are subject to a standard of due diligence, apply to the defense and the prosecution equally, and are intended to be reciprocal.” The Court concluded that the mandate in Lakewood does apply equally to the defense and the prosecution. Therefore, the trial court abused its discretion by failing to consider whether less severe sanctions were appropriate. The case was remanded to the trial court, apparently to reconsider its decision.

Darmond is the first Ohio Supreme Court decision regarding discovery since Rule 16 was amended in July of 2010. Rule 16 does clearly state that duties and remedies apply equally to the prosecution and the defense, and I agree the mandate in Lakewood should apply to the prosecution and defense. The difficulty arises in determining the “least severe sanction that is consistent with the purpose of the rules of discovery”? What constitutes the least-severe-but-effective sanction will vary from case to case. The Lakewood case listed the following factors to consider: the extent of surprise or prejudice; the impact of the sanction on the trial; whether the violation was willful or in bad faith; and the effectiveness of less severe sanctions.

What is the least-severe-but-effective sanction will also vary depending on whether the discovery violation or sanction would affect a Constitutional right. In the scenario presented by Darmond, the trial court’s sanction did not affect a Constitutional right because the prosecution does not have Constitutional rights. The Darmond opinion seems to gloss-over the fact that the mandate in Lakewood addressed a discovery sanction that resulted in depriving the defendant of the Constitutional right to present a defense. As the Darmond dissent states, “[I]n Lakewood, this court protected the constitutional rights of defendants by requiring that discovery sanctions not infringe on a defendant’s right to present a defense. The state’s premise is that the state and defendants are equals; but the fact is that we have a Constitution because the state and individuals are not equal. The intent of the discovery rules is to guarantee fair play between the state and the defendant, not to change the nature of the game.”

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